SEC modernizes fund data and capital criteria

MGR Online•Economy•18d ago

Reader Briefing

The Securities and Exchange Commission (SEC) is seeking public feedback on updating investment management business rules and reporting forms.

•The SEC proposes updating criteria and reporting forms for investment management businesses to improve data accuracy.
•The SEC proposes adding GHB Savings Lotteries as assets that can be calculated as capital funds.
•Public opinions are being accepted until October 2, 2026.

•The SEC noted that Thai investment management businesses have grown continuously and fund products have become more complex.
•The SEC proposes using the International Securities Identification Number (ISIN Code) as the primary reference code for funds or unit classes.
•The SEC proposes updating 7 groups of reporting forms to support unit class data and new types of assets.
•The SEC proposes changing the report submission channel from the One For All Reporting System (OFAR) to the E-Reporting system.
•The change to E-Reporting aims to reduce reporting redundancy and lower digital signature certificate costs for businesses.
•The SEC proposes adding GHB Savings Lotteries under the definition of deposits or deposit equivalents for capital fund calculation.
•Interested parties can submit opinions via the SEC website, the central legal system, or email until October 2, 2026.

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Securities and Exchange Commission (SEC)(สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.))

The regulator opening public hearings to update investment management business rules and reporting forms.

Government Housing Bank (GHB)(ธนาคารอาคารสงเคราะห์)

The issuer of savings lotteries proposed to be included as assets for capital fund calculation.

One For All Reporting System (OFAR)(ระบบ One For All Reporting System (OFAR))

The current report submission system that the SEC proposes to replace.

E-Reporting System(ระบบ E-Reporting)

The proposed new report submission system to reduce redundancy and costs.